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SEMI M4-1103 © SEMI 1978, 2003 4 7.2.7 Surface Def ects and Cont amination — Determine by methods a g reed upon between user and suppli er. SEMI MF154 is a useful g uide for defini ng a variety of surface features and es…

SEMI M4-1103 © SEMI 1978, 2003 3
Figure 1
Measurement Points for Determination of Layer
Thickness Variation
7.2.3 Resistivity — Determine by a method agreed
upon between supplier and purchaser. Contacting
method: SEMI MF374; Non-contacting method: SEMI
MF673.
7.2.4 Radial Resistivity Variation — Determine in
accordance with sampling plan A of SEMI MF81.
7.2.5 Film Crystallinity — Determine by the following
or an alternative method as agreed between supplier and
purchaser.
7.2.5.1 SOS films can display varying degrees of haze
due to polycrystalline silicon deposits in the film.
These polycrystalline deposits can result from improper
deposition temperatures, substrate surface
contaminants, or contaminants in the reactor or reactor
gases.
7.2.5.2 Haze can be seen visually and can be
quantitatively measured by ultraviolet light reflectance
spectroscopy or by x-ray diffraction (pole figure)
measurements.
3
The ultraviolet light reflectance (UVR)
value is commonly measured to determine the film
crystalline quality. In this technique, measure the
relative reflectance at two wavelengths, 280 and 440
nm, using a clean, polished (100) silicon substrate as
the reference as in the following example:
ref
SOSref
R
RR
R
||
280
−
=∆
3 Currently, there is no standardized method for this procedure. The
procedure is described in: M.T. Duffy, et al, Semiconductor
Measurement Technology: Method to Determine the Quality of
Sapphire, National Institute of Standards and Technology Report No.
NBS SP400-62,August 1980. Available from the National Technical
Information Service, Springfield, VA, as PB80-212830. See also:
M.T. Duffy, et al, J. Crystal Growth 58 (1982) 10.
7.2.5.3 Record the difference between the two
reflectance values, R
280
–R
440
, as the UVR value. For
films in the thickness range 0.5 to 0.8 µm, the R
280
–R
440
value shall be less than 15 units. This value is an
average of 5 points measured in the wafer as shown in
Figure 1. The edge measurements are located at 12.5
mm in from the wafer periphery.
7.2.5.4 For thinner films from 0.2 to 0.6 µm, the
reflectance value at the single wavelength of 280 nm
can be used.
7.2.5.5 X-ray pole figure analysis measures the volume
concentration of microtwins, as % (111), in the silicon
film.
7.2.5.6 The ultraviolet reflectance values and pole
figure values are dependent on film thickness, so
specified limits are listed for each film thickness in
Table 1.
7.2.6 Microparticulate Density — SOS films can
display varying degrees of surface cleanliness as
viewed with a microscope. Small particles trapped in
the film can cause yield losses in some devices. Deter-
mine the density of small particles by counting the
particles observed during an X-Y scan across the wafer
using Normarski interference contrast microscopy at
100×. For particles greater than 2 µm in diameter, the
particle density shall be less than 2 defects per square
centimeter, excluding the outer 6 mm of the wafer
periphery.
Table 1 Ultraviolet Reflection and X-Ray Pole Figure
Values
Film Thickness
Average Value,
(MAX)
1 Peripheral Value,
(MAX)
µm ∆R
280
%(111) ∆R
280
%(111)
0.20 15 7.0 23 11.5
0.30 17 5.5 28 9.5
0.40 21 5.0 33 8.0
0.50 27 4.5 42 7.0
0.60 32 4.0 51 6.5

SEMI M4-1103 © SEMI 1978, 2003 4
7.2.7 Surface Defects and Contamination — Determine
by methods agreed upon between user and supplier.
SEMI MF154 is a useful guide for defining a variety of
surface features and establishing commonly understood
terms for describing surface defects and contamination.
SEMI MF523 is also recommended (see Note 5).
Recommended maximum levels of surface defects and
contamination are listed in Table 2.
NOTE 4: SOS wafers are susceptible to surface damage. The
thin film on the hard sapphire substrate may be damaged
physically in ways that are not immediately evident. Special
care must therefore be used in the selection and execution of
measurement procedures.
NOTE 5: In SEMI MF523, defects commonly found in
silicon wafers are defined. Some of these terms do not apply
to SOS wafers, but are included in Table 2 to provide a
convenient reference point to the silicon wafer and epitaxial
wafer standards. In this case, the recommended maximum
acceptable limit is shown as N.A. (not applicable).
8 Sampling
8.1 Unless otherwise specified, ASTM Practice E 122
shall be used. When so specified, appropriate sample
sizes shall be selected from each lot according to
ANSI/ASQC Z1.4-1993. Each quality characteristic
shall be assigned an acceptable quality level (AQL) and
lot total percent defective (LTPD) value in accordance
with ANSI/ASQC Z1.4-1993 definitions for critical,
major, and minor classifications. If desired and so
specified in the contract or order, each of these
classifications may alternatively be assigned cumulative
AQL and LTPD values. Inspection levels shall be
agreed upon between user and supplier.
Table 2 Recommended Maximum Surface Defects Levels by Non-Destructive Means
ITEM
CHARACTERISTICS
MAX ACCEPTABLE
LIMIT
TEST METHOD
DEFECT DEFINITION
PER
NOTES
1 STACKING FAULTS N.A. 2
2 SLIP N.A. 2
3 PROTRUDING DEFECTS
(Including spikes, hillocks,
pyramids, and inclusions)
N.A. 2
4 PITS Diameter No.
2" 4
3" 9
100 mm 15
125 mm 20
150 mm 25
SEMI MF523 SEMI MF154 1, 3
5 SCRATCHES Cumulative L
1/2 wafer radius
SEMI MF523 SEMI MF154 1, 3
6 CRACKS, FRACTURES None SEMI MF523 SEMI MF154 5
7 ORANGE PEEL N.A. 2
8 EDGE CHIPS Max No. 2 SEMI MF523 SEMI MF154 2
9 EDGE CROWN N.A. 2
10 HAZE None SEMI MF523 SEMI MF154 1, 6
11 FOREIGN MATTER
FINGER PRINTS
None SEMI MF523 SEMI MF154 1, 7
NOTE 1: The outer 4 mm annulus is excluded from these criteria.
NOTE 2: These defects are not observed in SOS wafers. Terms remain for convenient reference to epitaxial silicon wafer specification.
NOTE 3: Ninety percent of the wafers shall be free of these defects. Balance of wafer may have defects at these limits.
NOTE 4: All chips shall be beveled. Maximum penetration 3 mm. Pointed apex chips none. Chips less than 0.4 mm (0.015 in.) shall not be
counted. See SEMI M3, Table R1-1.
NOTE 5: Cracks are observed in sapphire as fractures or as surface separations along cleavage planes.
NOTE 6: Haze refers to the presence of polycrystalline silicon deposits in the film, as described in Section 7.2.5. Haze shall not be visible under
lighting conditions of ASTM F 523.
NOTE 7: Particulate matter easily removed by industry-accepted cleaning techniques shall not constitute foreign matter.

SEMI M4-1103 © SEMI 1978, 2003 5
9 Certification
9.1 Upon request of the purchaser in the contract or
order, a manufacturer’s or supplier’s certification that
the material was manufactured and tested in accordance
with this specification, together with a report of the test
results, shall be furnished at the time of shipment.
9.2 In the interest of controlling inspection costs, the
supplier and purchaser may agree that the material shall
be certified as “capable of meeting” certain
requirements. In this context, “capable of meeting”
shall signify that the supplier is not required to perform
the appropriate tests in Section 7; however, if the
purchaser performs the test and the material fails to
meet the requirements, the material may be subject to
rejection.
10 Packing and Marking
10.1 Special packing requirements shall be subject to
agreement between the user and supplier. Otherwise all
wafers shall be handled, inspected, and packed in such
a manner as to avoid chipping, scratches, and
contamination, and in accordance with the best industry
practices to provide protection against damage during
shipment.
10.2 The wafers supplied under these specifications
shall be identified by appropriately labeling the outside
of each box or container, and each subdivision thereof,
in which it may reasonably be expected that the wafers
will be stored prior to further processing. Identification
shall include supplier’s name and reference number,
purchaser’s part number, purchaser order number,
quantity, dopant, conductivity type of epitaxial layers,
resistivity and thickness of the epitaxial layer; the
reference number assigned by the supplier shall provide
ready access to information concerning the fabrication
history of the particular substrates in that lot. Such
information shall be retained on file at the
manufacturer’s facility for at least one month after that
particular lot has been accepted by the purchaser.
NOTICE: SEMI makes no warranties or
representations as to the suitability of the standards set
forth herein for any particular application. The
determination of the suitability of the standard is solely
the responsibility of the user. Users are cautioned to
refer to manufacturer’s instructions, product labels,
product data sheets, and other relevant literature
respecting any materials mentioned herein. These
standards are subject to change without notice.
The user’s attention is called to the possibility that
compliance with this standard may require use of
copyrighted material or of an invention covered by
patent rights. By publication of this standard, SEMI
takes no position respecting the validity of any patent
rights or copyrights asserted in connection with any
item mentioned in this standard. Users of this standard
are expressly advised that determination of any such
patent rights or copyrights, and the risk of infringement
of such rights, are entirely their own responsibility.
Copyright by SEMI® (Semiconductor Equipment and Materials
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