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SEMI E88-1104 E © SEMI 1999, 2004 4 6.1.2 Output to t he Interbay Output Port 6.1.2.1 Th e destination for a transfer command to move a carrier t o an inte rbay output port must be a loading port. It is the responsibilit…

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5.2.18 Stocker Controller — stocker Equipment
Controller that communicates with the host and
represents the system as the equipment.
5.2.19 stocker crane — stocker transfer agent
specialized for the movement of carriers between
shelves and input and output port locations.
5.2.20 stocker equipment — an individual stocker
viewed as a single piece of equipment, with distributed
components and distributed control, as illustrated in
Figure 1. The stocker controller communicates with the
host using HSMS and GEM and represents the system
as an equipment. The factory may require more than
one type of stocker.
5.2.20.1 Communications with transport system
equipment may require a low-level handshake with a
transport unit directly involved in the transfer of
material (such as a vehicle or a docking station on an
overhead track).
5.2.20.2 Communications between the various stocker
units and controllers are proprietary to the supplier.
Stocker
Controller
internal proprietary
communications
Factory Host
Stocker
Equipment
host/equipment
communications
factory network
Stocker
Unit
Stocker
Unit
Figure 1
Example of Stocker Equipment
5.2.21 stocker shelf — locations within the stocker
equipment to store carriers. These locations exclude
load ports.
5.2.22 stocker unit — a physical component of the
stocker system, such as a stocker crane, ID reader,
wafer sensor, shuttle port, etc.
5.2.23 swapping port — a load port on the stocker
capable of handling single load and unload of carriers
or simultaneous replace of carriers.
5.2.24 transfer agent — a component of equipment
specialized to the movement of transfer objects from
place to place within a factory. May be of different
types with widely-differing characteristics. Examples
are fixed-arm robots, robot arms on fixed tracks,
overhead gantries or even systems containing a
heterogeneous collection of other transfer agents.
Humans may also act as transfer agents.
5.2.25 transfer completed port — the destination port
specified in a transfer command.
5.2.26 transfer port — point on the transport system at
which a change of equipment ownership of the carrier
occurs.
5.2.27 transfer unit — the element of movement
(assemblage of carriers) of the ITS that consists of a
maximum number of carriers allowed in a specific
transfer command:
AA is the maximum number of carriers allowed for
acquire at the transfer source.
BB is the maximum number of carriers allowed for
deposit at the transfer destination.
CC is the maximum number of carriers allowed for
transfer in one transport vehicle.
5.2.27.1 The maximum size of the transfer unit is the
minimum of AA, BB, and CC.
5.2.27.2 For purposes of the Stocker SEM, the transfer
unit is limited to one carrier.
5.2.28 transport system — the component of AMHS
that moves material from one part of the factory to
another.
5.2.29 transport unit — a physical component of a
transport system, such as a vehicle, node, or docking
unit.
5.2.30 zone — a logical assignment referencing a set of
one or more locations. A stocker can have several
logical zone assignments. For example, a specific
stocker may have 2 zones defined as LEFT_ZONE and
RIGHT_ZONE. The assignment of zones is specific to
the Stocker SEM equipment supplier and it may be
desirable for the supplier to remain flexible in the
assignment of zones so that it could be configured to
meet the specific requirements of different users. A
specific zone may only contain shelf locations or ports,
but not both. A location may be in at most one zone.
6 Overview and Assumptions
NOTE 1: This section has been included as background
information to help clarify requirements.
6.1 Destination Control (to Shelf or to Output Port)
6.1.1 The destination is controlled by Host when the
carrier is input to the stocker (i.e., the carrier enters the
stocker domain). The destination of the transfer
command is required. It would be invalid for the Host
to issue a transfer command to the SC without
including a valid destination.

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6.1.2 Output to the Interbay Output Port
6.1.2.1 The destination for a transfer command to
move a carrier to an interbay output port must be a
loading port. It is the responsibility of the Host to
ensure that sufficient capacity exists in the destination
stocker when delivering from a source stocker to a
destination stocker (i.e., an interbay move). For
example, it would be the responsibility of the Host to
check the remaining capacity of the destination stocker
prior to issuing the transfer command to send the carrier
to the interbay output port of the source stocker.
6.1.3 Output to the Intrabay Output Port
6.1.3.1 The destination for a transfer command to
move a carrier to an intrabay output port must be a
loading port.
6.1.4 Store to the Stocker Shelf
6.1.4.1 The specific stocker shelf location is to be
controlled by the Stocker Controller (SC). The Host
does not specify a shelf ID in a transfer command. The
Host sends the name of a zone as the destination in the
transfer command
6.1.4.2 The carrier is stored to a stocker shelf
temporarily when the Host requested output port
destination is occupied. This is the responsibility of the
Stocker Controller. The carrier count of the stocker is
incremented due to this temporary storage (i.e., the
current capacity decreases).
6.1.4.3 For multi-crane stockers, the carrier is
temporarily stored to a stocker shelf when the source
and destination is not accessible by the same stocker
crane. This is the responsibility of the Stocker
Controller. The carrier count of the zone containing the
location where the carrier is temporarily stored is
incremented due to this temporary storage (i.e. the
current capacity decreases).
6.2 Quantity Control in the Stocker (Capacity
Planning)
6.2.1 The number of carriers in the stocker is
controlled by the Host. A list of carrier database entries
in the specified stocker’s SC database will be available
to the Host upon request via a remote command.
6.3 Number of Stocker Cranes
6.3.1 No Limitation. May be zero for systems that do
not include a crane. Host does not control the stocker
crane directly.
6.4 Port Type
6.4.1 The independent input port and the independent
output port are required for the Stocker SEM. The
swapping type is considered as an independent port.
6.5 Plural Sets of Input/Output Ports
6.5.1 Plural sets of Input/Output ports connected to the
interbay or intrabay transport system must be
considered. (This would be considered a Multi-loop
type interface connection to the stocker.) Examples of
plural sets of interfaces are as follows:
Main Loop/Sub Loop,
Right-handed rotation/Left-handed rotation, and
Double Track (i.e., Stacked Track).
6.6 Carrier ID Reader
Manual Input Port: Carrier ID Reader is
mandatory.
Automated Input Port: Carrier ID Reader is a
customer option.
Carrier ID Reader at any output port: Carrier ID
Reader is a customer option.
6.6.1 The intrabay automated input port is sometimes
used as the manual Input Port. If one port is used for
both an automated and a manual, the Carrier ID Reader
is mandatory for this port. If there is a Carrier ID
Reader, the scenario for a stocker transfer without a
Carrier ID Reader is not applicable.
6.7 Tag
6.7.1 Same assumptions as Carrier ID Reader.
6.8 Carrier Exchanger/Gas Purger
6.8.1 Out of scope of Stocker SEM.
6.9 Robot Arm in the Passive Type Stocker
6.9.1 No assumption is made regarding the passive
type stocker.
6.10 Empty or Not Empty Carriers
6.10.1 No assumption is made regarding empty and not
empty carriers.
6.11 Monitor/Dummy
6.11.1 No assumption.
6.12 Operation Mode
6.12.1 No assumption.

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6.13 Transfer Completed Port
OP
LP2
LP1
BP
PGV, AGV, OHV Accessible
Stocker Crane Accessible
Stocker Inside
Stocker Outside
OP
LP
BP
Stocker Crane Accessible
Stocker Inside
Stocker Outside
PGV, AGV, OHV Accessible
OP - ouput port
BP - buffer port
LP1 - loading port 1
LP2 - loading port 2
OP - ouput port
BP - buffer port
LP - loading port
Case 3
Case 2
Case 1
Case 3
Case 2
Case 1
Figure 2
Output Shuttle Examples: L-Shaped Shuttle on Left, I-Shaped Shuttle on Right
6.13.1 The Transfer Completed Port is always the LoadingPort (LP) specified in the transfer command. If the end
user desires that the Host issue a transfer to the TSC prior to the carrier arriving at the LP, the states defined in the
Stocker Carrier State Model may be utilized.
7 Communication Requirements
7.1 It is required that any Stocker SEM compliant equipment follow the Communications State Model in SEMI
E30. In addition, Stocker SEM compliant equipment shall support either SEMI E37 and SEMI E37.1 or SEMI E4.
8 State Models
8.1 State Model Requirements
8.1.1 The state models included in this standard are a requirement for Stocker SEM equipment. This standard
requires implementation of all SEMI E30 state models (such as control, communication, on-line/off-line, etc.
according to the GEM capabilities required per Section 13). A state model consists of a state model diagram, state
definitions, and a state transition table. All state transitions in this standard, unless otherwise specified, shall
correspond to collection events.
8.1.2 A state model is the host’s view of the equipment, and does not necessarily describe the internal equipment
operation. All Stocker SEM state model transitions shall be mapped into the appropriate internal equipment events
that satisfy the requirements of those transitions. In certain implementations, the equipment may enter a state and
have already satisfied all of the conditions required by the Stocker SEM state model for transition to another state.
The equipment makes the required transition without any additional actions in this situation.
8.1.3 Some equipment may need to include additional substates other than those in this standard. Additional
substates may be added, but shall not change the Stocker SEM defined state transitions. All expected transitions
between Stocker SEM states shall occur.
8.2 SC State Model
8.2.1 SC State Model Requirements
8.2.1.1 The purpose of the SC state model is to provide information to the host regarding the overall status of the
stocker system. The SC state model is valid when the SEMI E30 (GEM) state is ON-LINE. The SC state model is
not valid when the SEMI E30 (GEM) state is OFF-LINE. Since a stocker may consist of many components (e.g.,