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SEMI E78-1102 © SEMI 1998, 2002 18 Table R1-2 Tolerable Le vels of Electrostatic Field at a Distance of One Radius from the Center of a Wafer, Assuming a Fuchs Charge Distribution on the Particles Minimum Particle Di ame…

SEMI E78-1102 © SEMI 1998, 2002 17
at a distance r = R from the center of the wafer.
R1-2.2.2.4 For a conductive wafer, or for a wafer with
localized regions of charge, the electric field will vary
over the surface, causing greater and lesser deposition
velocities. A conductive wafer will have the charge
concentrated near the edges, producing a relatively high
field there and much lower fields as the center is
approached.
R1-2.2.2.5 Note that both E
1
and E
2
are proportional to
Q and therefore, other variables being equal,
electrostatic deposition is expected to be proportional to
Q. Thus, the criterion to be specified is not the tolerable
charge on the wafer but the tolerable electrostatic field
near the wafer surface (such as that evaluated at a
distance of one radius perpendicular to the wafer
surface above its center), E
0
. A maximum tolerable
value of E
0
will be estimated by calculating the
maximum E
0
values for which v
elect
< v
diff
, assuming a
Fuchs distribution for the particle charge.
R1-2.3 Tolerable Electrostatic Field
R1-2.3.1 Particle Deposition Velocity Attributable to
Convective Diffusion (vdiff) — In a microelectronics
cleanroom, airflow is generally laminar
(“unidirectional”) downward at about 50 cm/sec (100
ft/min). If the flow is perpendicular to a surface, such as
a wafer of diameter, Dw, a boundary layer forms across
which particles diffuse to the surface. Liu and Ahn
(1987) adapted the correlation of Sparrow and Geiger
(1985) and obtained a correlation for the average
diffusive deposition velocity as:
v
diff
= 1.08 Sc
13
Re
12
D * D
w
(7)
where Sc =
µ
/
ρ
D * is the Schmidt Number
µ
is the gas viscosity
ρ
is the gas density
and D*= kTB is the particle diffusivity
k is the Boltzmann constant
T is the absolute temperature and
B is the particle mobility
and Re =
ρ
UD
w
/
µ
is the Reynolds number
U is the gas velocity and
D
w
is the wafer diameter
Bae et al. (1994) reviewed the experimental work of
others and presented their own, supporting this
correlation; Cooper et al. (1990) obtained a similar
equation by a somewhat different method. Oh et al.
(1996) summarized prior experimental and theoretical
work and extended the numerical analysis with a
turbulent transport properties model, finding a small
increase in deposition for the conditions modeled.
These authors’ publications support the approximation
that the diffusional deposition velocity is about 0.006
cm/sec at particle diameter of 0.25 µm and about 0.03
cm/sec at particle diameter of 0.01 µm, or:
v
diff
=
(0.03 cm / sec)/(d /0.01
µ
m)
12
(8)
for 0.01 µm ≤ d ≤ 0.3 µm in cleanroom air.
R1-2.3.2 Particle Deposition Velocity Attributable to
Electrostatic Forces (v
elect
) — Using a power law to
approximate the Fuchs particle charge distribution
yields the following approximation for electrical
mobility (Cooper et al., 1990):
Z
=
qB
=
(0.002 cm /
s
)/(d /0.01
µ
m)(1 V / cm) (9)
from which the deposition velocity attributable to
electrostatic forces becomes:
v
elect
=
(0.002 cm
/
s
)[
E
0
/(
V
/
cm)]/(d
/
0.01
µ
m) (10)
Setting v
elect
/v
diff
= 1 results in the following expression
for tolerable E
0
:
[(E
0
/(V /cm)]
=
15 [d /(0.01
µ
m)]
12
(11)
Table R1-2 lists the values of tolerable electrostatic
field adjacent to a wafer surface as calculated from
Equation (11). Note that the electrostatic fields are
calculated at a distance of one wafer radius from the
center of the wafer. E
0
is the value of electric field at
which electrostatically enhanced particle deposition is
estimated to match the particle deposition velocity
attributable to diffusion, assuming a Fuchs charge
distribution on the particles. This charge distribution
represents a minimal particle charge. With most particle
charge distributions to be encountered in practice, even
lower values of electrostatic fields will produce
enhanced deposition. A safe conclusion is that there is
no safe value of electrostatic field that will avoid
enhanced particle deposition unless neutralization of
particle charge has been achieved, in which case the
very modest values of electrostatic fields calculated
from Equation (11) and tabulated in Table Rl-2 should
be tolerable.

SEMI E78-1102 © SEMI 1998, 2002 18
Table R1-2 Tolerable Levels of Electrostatic Field at
a Distance of One Radius from the Center of a
Wafer, Assuming a Fuchs Charge Distribution on
the Particles
Minimum Particle Diameter d in
µm
Tolerable Field E
0
, in
Volts/cm
0.01 15
0.02 21
0.03 26
0.05 34
0.10 47
0.20 67
0.30 82
R1-2.4 Conclusions — As indicated in Table R1-2, the
calculated value of tolerable electrostatic field (the
value of electrostatic field above which electrostatic
particle deposition becomes the dominant mechanism
of particle deposition) is just 47 V/cm for particles of
0.1 µm diameter when the particle electrical charge is
that described by the Fuchs charge distribution, a
minimum value of particle charge that is normally
exceeded in most environments. In most realistic
environments the particle charge will be greater and the
tolerable electrostatic field, even lower. Hence the
conclusion that in all practical processing environments
electrical forces will be the dominant mechanism of
particle deposition on wafers.
R1-2.4.1 In a Federal Standard 209E Class 1
environment (c ≤ 0.00124 particles/cm
3
) with v
elect
, ~
0.01 cm/s (the value predicted by Equation 10 for a 0.1
µm particle in an electric field of 47 Volts/cm) the
target areal particle densities (N/A = 0.016 particles/cm
2
for the 0.25 µm technology of 1998) specified in the
National Technology Roadmap for Semiconductors
(NTRS, 1994) will be reached after an exposure time of
about 1300 seconds, assuming c is at its maximum
allowed concentration.
R1-2.4.2 With less favorable electrical conditions, or
higher particle concentration, the maximum allowed
exposure time becomes shorter. In addition, the target
values for N/A continue to decrease with each
technology generation. Fortunately, one or more of the
parameters, particle concentration in the ambient, the
charge level on a surface, or the time a charged surface
is exposed to a given particle ambient, can be
controlled.
R1-2.4.3 Charge Neutralization — Achieving the
Fuchs charge distribution by means of radioactive
isotopes or balanced corona neutralizers — is the first
step in controlling particle deposition on wafers. This
step, while clearly necessary, is unlikely to be sufficient
to guarantee meeting the NTRS requirements of the
future. Steps to minimize environmental particle
concentration, c, and time of exposure, t, will have to be
part of the strategy for creating acceptable processing
environments. Minimizing these variables reduces
particle deposition attributable to all mechanisms, not
just electrostatic deposition.
R1-2.4.4 Contemporary standards recognize the need
for reduced particle concentrations in wafer
environments. For example, the classification ISO Class
1 (of the proposed international standard for classifying
cleanrooms according to concentration of airborne
particulate cleanliness) describes an environment in
which the concentration of particles > 0.1 µm is 10
-5
particles/cm
3
or less. In an environment of this quality,
wafer exposure can be as long as 10
5
seconds at the
deposition velocity predicted for neutralized 0.1 µm
particles (~0.01 cm/s) and still meet the target defect
density that the NTRS recommends for the 0.1 µm
technology anticipated in 2007. Fractional increases in
the electric field above 47 Volts/cm will decrease the
allowed exposure time by that same fraction (Equations
10, 12) — an electric field of 94 Volts/cm reduces the
allowed exposure time to 5 × 10
4
seconds, etc.
R1-2.5 References
Bae, G.N., Lee, C. S., and Park, S. O., “Measurement of
Particle Deposition Velocity Toward a Horizontal
Semiconductor Wafer by Using a Wafer Surface
Scanner”, Aerosol Science Technology 21: p. 72–82
(1994)
Cooper, D. W., Miller, R. J., Wu, J. J., and Peters, M.
H., “Deposition of Submicron Aerosol Particles During
Integrated Circuit Manufacturing: Theory”, Particulate
Science Technology 8 (3 and 4): p. 209–224 (1990)
Fuchs, N. A., The Mechanics of Aerosols, Pergamon
Press, Oxford (1964)
Liu, B. Y. H., and Ahn, K. H., “Particle Deposition on
Semiconductor Wafers”, Aerosol Science Technology 6:
p. 215–224 (1987)
National Technology Roadmap for Semiconductors,
Semiconductor Industry Association, 4300 Stevens
Creek Boulevard, Suite 271, San Jose, CA 95129, 1994
Oh, M. D., Yoo, K. H., and Myong, H. K., “Numerical
Analysis of Particle Deposition onto Horizontal
Freestanding Wafer Surfaces Heated or Cooled”,
Aerosol Science Technology 25: p. 141–156 (1996)
Peters, M. H., and Cooper, D. W., “Approximate
Analytical Solutions for Particle Deposition in Viscous
Stagnation-Point Flow in the Inertial-Diffusion Regime
with External Forces”, J. Colloid Interface Science
142(1): p. 140–148 (1991)

SEMI E78-1102 © SEMI 1998, 2002 19
Sparrow, E. M. and Geiger, G. T., “Local and Average
Heat Transfer Characteristics for a Disk Situated
Perpendicular to a Uniform Plow”, J. Heat Transfer
127: p. 321–326 (1985)
Federal Standard 209E — “Airborne Particulate
Cleanliness Classes in Cleanrooms and Clean Zones”
R1-2.6 Experimental Reference
R1-2.6.1 Deposition of 0.1 to 1.0 Micron Particles,
Including Electrostatic Effects, onto Silicon Monitor
Wafers (Experimental)
R1-2.6.2 William J. Fosnight, Vaughn P. Gross,
Kenneth D. Murray, Richard D. Wang, IBM
Corporation published in 1993 Microcontamination
Conference proceedings
R1-2.6.3 Summary: Submicron particle contamination
continues to be a concern in the manufacture of
integrated circuits. Quantifying particle deposition
velocity (the ratio of particle deposition rate to airborne
particle concentration) is of fundamental importance in
understanding the defect-density impact of airborne
contamination.
R1.2.6.4 As particle size decreases, the effect of
electrostatic charge plays an increasing role in the
deposition of particles onto surfaces. This four-trial
study examines the deposition of 0.1 to 1.0 micron
particles onto horizontal, grounded and electrostatically
charged, silicon monitor wafers in an 80 feet per minute
vertical unidirectional airflow. The experimental
deposition velocity results were compared to theoretical
predictions found in the literature.
R1-2.6.5 Three primary observations were obtained
from this study. First, measured values of deposition
velocity agreed reasonably well with predicted values.
However, deposition velocity was not observed to
increase below 0.2 micron. Secondly, particles less than
0.5 micron were observed to deposit onto charged
wafers approximately three to ten times faster than onto
grounded (not charged) wafers. Finally, settling monitor
wafers may be a time consuming (and expensive)
means of certifying the cleanliness of a “clean” (less
than 10 ppcf at scanner threshold particle size)
environment. However, settling-monitor studies should
not be confused with particles-per-wafer-pass (PWP)
measurements; PWP measurements often provide
useful information regarding the performance of the
automation and/or process of a tool, even if it is in a
very clean environment.
R1-3 ESD Impacts in Semiconductor
Equipment
Contributed by Julian A. Montoya, Intel Corporation,
5200 NE Elam Young Parkway, Hillsboro OR, 97124-
6497.
R1-3.1 Introduction — Electrostatic phenomena impact
semiconductor manufacturing in many ways. These
range from increased particle accumulation on wafer
surfaces to electrostatic discharge (ESD) events which
impact equipment performance, and in some cases
impact factory yields and throughput.
R1-3.1.1 All areas within a semiconductor
manufacturing environment must be concerned with
electrostatic control. This encompasses initial wafer
receiving to shipping of final product. In addition, the
equipment which will be housed within that
environment must also be concerned with electrostatic
control and electrostatic immunity.
R1-3.1.2 This section highlights issues associated with
static charge and ESD in a semiconductor
manufacturing environment and its effects on
production equipment.
R1-3.2 Overview — Static charge issues in
semiconductor manufacturing manifest themselves in
many ways. Problems occur by direct contact with
charged items, by induction from electrostatic fields,
and indirectly by radiated and conducted
electromagnetic interference (EMI) emitted into the
environment as a result of the ESD event.
R1-3.3 Equipment ESD Examples — The following
section presents real world examples of the cause and
impacts associated with electrostatic discharge and
semiconductor manufacturing equipment.
R1-3.3.1 Charged operators came into direct contact
with diffusion furnace control panel. Process aborted on
many occasions resulting in loss of product and reduced
equipment utilization.
R1-3.3.2 Numerous instances where charged reticles
(photomasks) came into direct contact with a grounded
object. This caused damage to reticles and impacted
factory throughput. Costs were associated with
replacing damaged reticles and requalifying reticle sets.
R1-3.3.3 Charged operators came into direct contact
with electronic card cage of chemical vapor deposition
tool. This resulted in process abort, loss of product, and
reduced equipment availability.
R1-3.3.4 Charged wafer cassette induced charge onto
robot arm on wafer transfer tool. Robot arm came into
contact with grounded screw creating an ESD event.
This resulted in data corruption which caused robot