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SEMI M40-0200 © SEMI 2000 23 pronoun ced. In any case, the 5-point measurem ent provides the correct av erage ± 6%, the 9-point measurem e nt ± 2.5%. In a s imil ar way, the 5- point standard deviat io n is correct ± 1.6…

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SEMI M40-0200 © SEMI 2000 22
R1-5.3.2 Wafer roughness maps with 1 mm
2
pixel size were generated using all possible 32 combinations of the
parameters in Table R1-5. Average roughness and standard deviation were calculated by using all pixels of a map
(avgtrue, stdabwtrue) as well as by using the three discrete site patterns displayed in Figure 1 of the main part of this
document (avg1, avg5, avg9, stdabw5, stdabw9). Corresponding results for comparing models a and b are displayed
in Table R1-6. These values were normalized for further evaluation, the averages with respect to avgtrue
(ravgi=avgi/avgtrue, i=1,5,9), the standard deviations with respect to their difference to the “true” value
((rstdabwi=stdabwi.-stdabwtrue) / stdabwtrue, i=5,9) (Table R1-7). Results for comparing models a and c are
similar and are not reported here in detail.
R1-5.3.3 The averages for ravg1,5,9 over the various variable sets differ by less than 1% from unity. The
corresponding standard deviations decrease from 27% to 5% going from ravg1 to ravg9, respectively, indicating
as one would expect that ravg9 is a much more precise value for the roughness of the entire surface as compared
to ravg1 or ravg5. The relative standard deviations rstdabw5,9 deviate in the average by about 12% from the true
value. The corresponding standard deviations differ not much for rstdabw5 and rstdabw9.
R1-5.3.4 More detailed information is obtained when the results are evaluated according to the factorial design
used. The 1
st
to 5
th
order effects of varying the variables were calculated by applying using a table of contrast
coefficients /10/ to the normalized results of the simulation. The 1
st
order or main effects are the difference of
the observations for both levels of one parameter and averages over all other observations. They measure the
average effect of a variable over all conditions of the other variables. The 2
nd
order effects are a measure for the
interaction of variables and are obtained by calculating one half of the difference of the average effect of variable 1
with variable 2 at level 1 and variable 1 with variable 2 at level 2. 3
rd
order and higher effects are not considered in
the present work. They are assumed to be negligible and are used to calculate the variance of an effect (=square root
of the average of the squares of 3
rd
to 5
th
order effects).
R1-5.3.5 The result of this evaluation is displayed in Table R1-8 and Table R1-9 for the main (1
st
order) and 2
nd
order effects, respectively.
Table R1-8 Average (over all sets of variables) and Main Effects of the Various Variables on the
Observables (The variance as calculated from the 2
nd
to 5
th
order effects is displayed in the last column.)
Average
c1 e1 c2 e2 Sym. Variance
ravg1 0.9968 0.4482 -0.1111 -0.2237 -0.1111 -0.0064 4.16E-05
ravg5 0.9987 0.1134 -0.0460 -0.0377 -0.0287 -0.0027 3.69E-06
ravg9 1.0001 0.0439 -0.0067 -0.0734 0.0356 -0.0001 4.37E-06
rstdabw5 0.1287 -0.0038 -0.0049 -0.0073 -0.0080 0.0315 3.43E-04
rstdabw9 0.1254 -0.0064 -0.0057 -0.0113 -0.0052 0.0198 4.87E-04
Table R1-9 2
nd
Order Effects (The variance as calculated from the 2
nd
to 5
th
order effects is displayed in the
last column.)
c1/e1 c1/c2 c1/e2 c1/sym e1/c2 e1/e2 e1/sym c2/e2 c2/sym e2/sym Variance
ravg1 -0.0157 -0.0221 -0.0157 -0.0590 0.0218 0.0160 0.0579 0.0218 -0.0547 0.0579 4.16E-05
ravg5 -0.0015 -0.0079 -0.0040 -0.0067 0.0065 0.0054 0.0064 0.0039 -0.0225 0.0238 3.69E-06
ravg9 -0.0003 0.0023 -0.0057 0.0304 0.0049 -0.0015 -0.0304 -0.0005 -0.0092 0.0119 4.37E-06
rstdabw5 -0.0062 -0.1848 -0.0603 -0.0027 -0.0423 -0.0392 0.0059 0.0335 -0.0005 0.0029 3.43E-04
rstdabw9 0.0080 -0.1471 -0.0722 0.0002 -0.0247 -0.0894 0.0003 0.0518 0.0027 0.0008 4.87E-04
R1-5.3.6 The behavior of the main effects is also illustrated in Figure R1-5, where the variation of ravg1,5,9 and
stdabw5,9 are plotted vs. the variables. The clear effect, on ravg1, of varying center1 between 0.1 and 0.2 is easy to
understand as ravg1 consists only of one measurement point in the center of the wafer surface. Similar but less
pronounced effects are observed for ravg5 and 9. Note that the opposite effect occurs for center 2 as this point is not
included in calculating ravg1,5 or 9. Also note that the influence of the variables edge1 or edge2 is much less
SEMI M40-0200 © SEMI 200023
pronounced. In any case, the 5-point measurement provides the correct average ± 6%, the 9-point measurement ±
2.5%. In a similar way, the 5-point standard deviation is correct ± 1.6% and the 9-point standard deviation ± 1%.
0
0.2
0.4
0.6
0.8
1
1.2
1.4
center1 lo
center1 hi
edge1 lo
edge1 h i
center2 lo
center2 hi
edge2 lo
edge2 hi
sym. rot.
sym. cyl
Variables
Effects
ravg1 ravg5 ravg9 stdabw5 stdabw9
Figure R1-5
Main Effects of the 2
5
Factorial Design for Models a and b
R1-5.3.7 The significance of numbers given in Table R1-8 and Table R1-9 can be estimated only in relation to the
noise or variance of the observables which is also displayed in both tables. The signal-to-noise ratio S/N is obtained
by using a logarithmic measure:
S/N = 10 log (effect
2
/variance)
R1-5.3.8 The corresponding S/N values for the main and for the second order effects are listed in Table R1-10 and
Table R1-11.
R1-5.3.9 A linear signal-to-noise ratio of 3:1 is commonly used to distinguish significant data from insignificant
data. This linear ratio corresponds to a S/N of about 10 in the present case of a logarithmic signal-to- noise ration.
The S/N ratios > 10 are shaded lightly gray in Table R1-10 and Table R1-11. The variables center1,2 and edge1,2
have a significant effect on the relative averages ravg1,5,9. Mainly the interactions of the model selected with the
other variables are significant for the relative averages ravg1,5,9 and the interaction of center1 and center2 for the
relative standard deviations rstdabw5,9. The other cases emphasized in Table R1-11 by shading have a S/N ratio
only slightly larger than 10.
Table R1-10 S/N Ratios for the Main Effects of Table R1-8
average c1 e1 c2 e2 Sym
ravg1 43.7817 36.8384 24.7251 30.8046 24.7251 -0.0364
ravg5 54.3215 35.4230 27.5959 25.8609 23.4801 2.9416
ravg9 53.5959 26.4387 10.1741 30.9124 24.6260 -26.2612
rstdabw5 16.8383 -13.6750 -11.4959 -8.0646 -7.3246 4.6154
rstdabw9 15.0934 -10.7996 -11.7656 -5.7926 -12.5745 -0.9359
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Table R1-11 S/N Ratios for the 2
nd
Order Effects of Table R1-9
c1/e1 c1/c2 c1/e2 c1/sym e1/c2 e1/e2 e1/sym c2/e2 c2/sym e2/sym
ravg1 7.7045 10.7110 7.7045 19.2237 10.5897 7.8732 19.0682 10.5897 18.5684 19.0682
ravg5 -2.3106 12.2743 6.3820 10.8291 10.5529 9.0162 10.4414 6.2417 21.3820 21.8517
ravg9 -17.0034 0.7278 8.7438 23.2512 7.3954 -3.1738 23.2558 -11.9623 12.8618 15.1361
Rstdabw5 -9.5587 19.9853 10.2575 -16.7484 7.1802 6.5178 -9.8910 5.1594 -32.1153 -16.1308
Rstdabw9 -8.8505 16.4782 10.2932 -40.5530 0.9730 12.1486 -37.1733 7.4191 -18.3336 -28.6846
R1-5.3.10 The interactions are discussed for two examples, ravg9 and rstdabw5 (Table R1-12). Going from sym lo
(model a, parabolic symmetry) to sym hi (model b, cylindrical symmetry) and keeping c1 fixed at the lo level
decreases ravg9 from 0.993 to 0.963 whereas it increases from 1.007 to 1.037 when c1 is kept fixed at the lo level.
This change in opposite directions indicate an interaction between c1 and sym. c1 and c2 interact in a similar way
with respect to rstdabw5.
Table R1-12 2
nd
Order Effects or Interactions
C1 lo/sym hi 0.963 1.037 c1 hi/sym hi
ravg9
C1 lo/sym lo 0.993 1.007 c1 hi/sym lo
c1 lo/c2 hi 0.219 0.031 c1 hi/c2 hi
stdabw5
c1 lo/c2 lo 0.132 0.223 c1 hi/c2 lo
R1-5.4 Summary and Conclusions
R1-5.4.1 Three different models for surface roughness distribution (roughness maps) were investigated and three
different site patterns for measuring the roughness were applied to them. The parameters of the models – roughness
in the center and near the edge of the wafer – were used as variables in a factorial design and varied between two
levels. Average roughness and the corresponding standard deviations calculated for the site patterns were compared
with the “true” values obtained by evaluating all points of the roughness map.
R1-5.4.2 The patterns where the roughness is measured at five or nine points exhibit a standard deviation of 7 and 5
%, respectively, from the true average value for all possible combinations of the variables. The average of the
standard deviations of the roughness distribution of the single variable sets differs by about 13% from the true value
for the five- as well as nine-point site pattern. A standard deviation of the standard deviations of about 11% is
obtained by averaging over the 32 different variables sets.
R1-5.4.3 The evaluation of the factorial design outlines that the variation of the variables c1, c2, e1, and e2 has a
significant effect – with respect to “noise” – on the average roughness values but not on the corresponding standard
deviations. Varying the surface model does not significantly affect the averages and standard deviations. Some
second order effects or interactions are also significant but less pronounced than the main effects. A pronounced
interaction of the variables c1 and c2 occurs e.g. for the five point standard deviation rstdabw5. This interaction
could be reduced by introducing an additional site for measuring roughness in the center of the wafer with a
direction perpendicular to the present one.
R1-5.4.4 The goal of finding a site pattern which results only in non-significant effects is not completely achieved
by the five and nine point patterns utilized in the present work. However, they allow to measure the average
roughness of wide variety of surface roughness distributions with a one sigma deviation of 5-7 %, or a three sigma
deviation of 15-21 %. These values are certainly more than sufficient for present wafer surfaces.