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SEMI E78-1102 © SEMI 1998, 2002 15 high current parasitic bipolar action deep in the substrate and also within th e ESD protective structures. The electrical characteristics f ound also resistive shorts, leakages, low br…

SEMI E78-1102 © SEMI 1998, 2002 14
to those established by the ESD Association Standards
ESD STM 5.1 (for HBM), ESD S5.2 (for MM), and
MIL-STD-883, C/3015.7-method 8. The ESD
Association is presently considering two documents
related to CDM Testing. Details are to be found in these
standards.
R1-1.4.1.1 Devices are qualified at a level
corresponding to the highest ESD stress they are able to
withstand. These levels are discussed in more detail in
Appendix A1-2.1.
R1-1.4.2 Simulation Test Results — In general all units
must be data-logged both pre- and post-stress test. Any
leakage current equal to or greater than a specific
amount (company dependent — typically 10 micro-
amps or less) is “flagged” as a failure, and any current
shift greater than about 200 nano-Amp is marked on the
record.
R1-1.4.3 HBM Stress Testing — An R-C network is
used to simulate the ESD event. In an HBM ESD
Simulator, a high voltage is used to charge the capacitor
(100 pF) which discharges through the resistor (1500
ohms) into the device under test. The present draft
standard (1997) requires a minimum of two discharges
(1 positive and 1 negative) per voltage level.
R1-1.4.4 MM Stress Testing — An R-C network is also
used in the MM ESD Simulator for ESD testing. High
voltage charges the capacitor (200 pF) which
discharges through the short wire (zero ohm) into the
device under test. The present standard requires a
minimum of six discharges (3 positive and 3 negative).
R1-1.4.5 CDM Stress Testing — The package and
leadframe of the device are charged by direct charging
or field induction. For the Direct Charging Method,
direct contact is made to one of the device leads
connected to the substrate or bulk material of the
device. The device is then discharged via a one ohm
resistor to ground.
R1-1.4.5.1 For the Field Induced Method, the device is
placed on a metallic charging plate with the device
packaging material touching the plate. The potential of
the device is raised by applying a voltage to the
charging plate. The induced voltage on the device is
discharged to ground through a 1 ohm resistor that
contacts each device lead. The present draft standard
(1996) requires a minimum of 6 discharges (3 positive
and 3 negative) from each device lead.
R1-1.5 Examples of Damage from Device Testing
R1-1.5.1 HBM ESD Damage
Figure R1-1
Example of HBM Damage
R1-1.5.1.1 In this example of HBM damage (refer to
Figure R1-1), de-processing (removal of the processed
layers) down to the poly level and very high
magnification (SEM) examination were required in
order to see the failure site morphology of arcing from
source to drain within the ESD protective structures.
The electrical characteristics found were: resistive
shorts, leakages, low breakdown voltages and Icc
failures.
R1-1.5.2 MM ESD Damage
Figure R1-2
Example of MM Damage
R1-1.5.2.1 In the above MM example (refer to Figure
R1-2), the damage was more severe than for HBM. De-
processing down to the poly level and the SEM
examination showed the failure site morphology of
large deep pits occurring at the contact(s) suggesting

SEMI E78-1102 © SEMI 1998, 2002 15
high current parasitic bipolar action deep in the
substrate and also within the ESD protective structures.
The electrical characteristics found also resistive shorts,
leakages, low breakdown voltages and Icc failures.
R1-1.5.3 CDM ESD Damage
Figure R1-3
Example of CDM Damage
R1-1.5.3.1 In the above CDM example (refer to Figure
R1-3), the gate oxide damage is seen as a unique failure
signature beyond the input protection structures at an
internal location of the die. Most often the oxide failure
is located beneath the poly at the field oxide edge, or is
located at the poly edge adjacent to the source/drain
junction. To date all CDM ESD damage has been found
in the gate oxide at the input buffer circuitry.
R1-1.6 References
Cook, C., Daniel, S., Proceedings EOS/ESD
Symposium, Dallas, TX (1992), p. 149–157
Euzent, B.L., Maloney, T.J., Donner II, J.C.,
Proceedings EOS/ESD Symposium, Las Vegas, NV
(1991), p. 59–64
Morgan, I.H., A Handbook of EOS and ESD Models,
AMD Internal Publication (1992)
Pierce D.G., Shiley, W., Mulcahy, B., Wunder, M.,
Proceedings EOS/ESD Symposium, Anaheim, CA
(1988), p. 137–146
May, J.T., Guravage, J.F., Proceedings ISTFA, Los
Angeles, CA (1990), p. 143–147
Avery, L.R., EOS/ESD Symposium, Orlando, Florida
(1987), p. 186–191
Avery, L.R., Proceedings EOS/ESD Symposium, FL
(1987), p. 88–92
Renninger, R.G., Jon, M.C., Lin, D.L., Diep, T.,
Welsher, T.L., Proceedings EOS/ESD Symposium,
New Orleans, LA (1989), p. 59–71
Bossard, P.R., Chemelli, R.G., Unger, B.A.,
Proceedings EOS/ESD Symposium, San Diego, CA
(1980), p. 17–22
AMD Internal Publications, PLD/CQD EOS/ESD,
EOS/ESD Task Force Reports, July 1993 and January
1994
Raymond, T., Chang, K.L., Henry, Leo G., AMD 3
rd
Engineering Conference, February 1994
ESD STM5.1 — Sensitivity Testing – Human Body
Model (HBM) - Component Level
ANSI/ESD STM5.2 — Sensitivity Testing -- Machine
Model (MM) - Component Level
MIL-STD-883, Method 3015.7, March,1989
Gieser, H.A., Egger, P., Herrmann, M.R., Reiner, J.C.,
Birolini, A., ESREF Proceedings, Bordeaux, France
(1993)
Henry, Leo G., Raymond, T., Mahanpour, M., Morgan,
I., 20th International Symposium for Testing and
Failure Analysis (ISTFA), 1994
R1-2 Enhanced Particle Deposition
Attributable to Electrical Charge on a Wafer
Contributed by Douglas W. Cooper, Ph.D., The
Texwipe Company, Upper Saddle River, NJ 07458.
R1-2.1 Introduction — The presence of excess
electrical charge on a wafer can create an electrostatic
field that will lead to accelerated deposition of particles
onto the wafer. This undesirable consequence is but one
of several threats to product yield posed by the presence
of excess electrical charge on a wafer. Sections R1-1
and R1-3 of this related information discuss two other
important and potentially damaging consequences of
surface charge.
R1-2.1.1 The purpose of the discussion in this section
is to estimate the magnitude of electrostatic field that
can be tolerated before electrostatically enhanced
particle deposition becomes the dominant particle
deposition mechanism. Over the particle size range 0.01
to 0.3 µm, diffusion is the dominant, non-electrostatic
mechanism of particle deposition. Thus, values of
electrostatic fields that do not produce particle
deposition velocities greater than those attributable to
particle diffusion will be deemed tolerable. A set of
such values calculated under a specific and very
restrictive set of conditions are presented in this section.
R1-2.2 Theoretical Background — Although there are
numerous electrostatic interactions between particles
and surfaces, the dominant one is almost always the
“Coulombic” interaction: the attraction (or repulsion) of

SEMI E78-1102 © SEMI 1998, 2002 16
a charged particle by a charged surface. This is the only
electrostatic effect considered here.
For particles of one diameter, d, and one charge, q, the
particle deposition flux, j, (the number of particles
deposited per unit area per unit time) is the product of
aerosol particle number concentration, c; particle
charge, q; the electric field created by the charged
wafer, E; and particle mechanical mobility, B (terminal
velocity per unit external force):
j = cqEB (1
)
The group qEB is the “electrostatic deposition
velocity”, v
elect
v
elect
= qEB =
j
c (2)
The variables q and E are those containing the electrical
parameters that affect the magnitude of v
elect
; B depends
on particle diameter but not electrical properties.
It is the v
elect
values that will be calculated for
comparison with those of v
diff
, the particle deposition
velocity attributable to particle diffusion. Values of E
for which v
elect
< v
diff
will be those deemed tolerable in
wafer manufacturing.
Note that the total number of particles, N, deposited on
a wafer, obtained by integrating Equation (1) over the
wafer area, A, and the time of exposure, t, depends on c
as well as the deposition velocity:
N
= cqEBAt o
r
N
/
A
= ctv
elect
(3)
Reducing c obviously reduces N, but the relative
importance of the differing deposition mechanisms and
the values of the deposition velocities associated with
these mechanisms are assumed to not depend upon c, at
least to a first-order approximation (see, for example,
Peters and Cooper, 1991).
R1-2.2.1 Effect of the Particle Charge, q — There are
many charging and discharging mechanisms for
particles, so q is hard to predict and likely to be highly
variable. In a normal atmosphere the positive and
negative air ions tend to have roughly equal
effectiveness in charging particles, so that the number
of positively charged particles is roughly equal to the
number of negatively charged particles. Thus, about
half the particles will be attracted and half repelled by a
net charge on the wafer. Special circumstances, such as
corona discharge ionizers that are not balanced, could
alter this conclusion. Without ionizers, cleanrooms tend
to have relatively low levels of ions compared to the
outdoor or other indoor atmospheres, because the
HEPA/ULPA filters efficiently remove ions from the
recirculating air.
R1-2.2.1.1 A Boltzmann charge equilibrium, the
charge distribution approximated by aerosol particles
exiting a radioactive neutralizer, is a plausible lower
limit for particle charge and will be assumed in the
calculations of v
elect
, using an improved version of this
distribution developed by Fuchs (1964). Upper limits
on particle charge are determined by ion emission limits
or, in the case of water droplets, the Rayleigh limit.
However, assuming higher particle charge distributions
usually means that v
elect
> v
diff
for virtually any value of
E > 0 and that the only method for avoiding
electrostatically enhanced particle deposition is to
reduce wafer charge to zero. Thus, the Fuchs charge
distribution will be assumed in calculating v
elect
even
though it represents the most favorable particle charge
distribution for minimizing electrostatically enhanced
particle deposition. Under many practical circumstances
the particle charge will be greater and the maximum
tolerable electrostatic field will be lower than that
calculated for the Fuchs charge levels.
R1-2.2.2 The Electrostatic Field, E, Induced by the
Wafer Surface Charge — The electrostatic field will
depend on the charge on the wafer divided by a quantity
with the units of length squared; either a distance
squared (far from the wafer) or an area (close to the
wafer) or some combination at intermediate distances.
While field is not properly measured as a voltage,
measuring the voltage, V, at a fixed distance, s, from the
wafer allows inferring the field from V/s and the
appropriate geometric and dimensional factors. The
electrostatic field to be used in Equation (2) can be
estimated from the ratio of the wafer charge to the
wafer surface area, or the average field near the surface
at the center, E
0
.
R1-2.2.2.1 Very far from the wafer, many wafer
diameters away, the field created by the net wafer
charge, Q, will be similar to that from a point charge:
E
1
= k
1
Qr
2
(4)
where k
1
depends on the system of units used; and r is
the distance from the center of the wafer to the particle.
R1-2.2.2.2 Very close to the wafer, a fraction of a
wafer diameter away, the field created by the net wafer
charge is:
E
2
= k
2
′ Q r
2
(5)
where Q' is the net wafer charge, assumed to be
uniformly distributed, contained within the intersection
of a sphere of radius, r, and centered on the point of the
wafer closest to the particle.
R1-2.2.2.3 This equation indicates that the charge
distribution on the wafer can make a difference close to
the wafer. For an insulating wafer with a uniform
charge and a radius, R:
E
2
= E
0
= k
2
Q
π
R
2
(6)