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SEMI E129-1103 © SEMI 2003 15 of roughly 1 0:1 between the two model s, other companies ha ve seen anyw here from 5–20:1 di fferences in passing volt ages between the two m odels. There is also no establi shed voltage c …

SEMI E129-1103 © SEMI 2003 14
RELATED INFORMATION 1
DEVICE SENSITIVITY MEASUREMENTS
NOTICE: The material contained in this related information is not an official part of SEMI E129 and is not
intended to modify or supersede the guide in any way. These notes are provided as a source of information to aid in
the application of the guide, and are to be considered reference material. Determination of the suitability of the
material is solely the responsibility of the user. This related information was approved by full letter ballot
procedures on September 3, 2003.
R1-1 ESD Damage
R1-1.1 Introduction
R1-1.1.1 ESD damage to devices occurs when they
come into contact with personnel and facility or
equipment surfaces. Either may store a residual charge
large enough to destroy the device if a discharge occurs.
It is also possible that charge stored on insulating parts
of products or reticles will induce charges on their
conductive parts. Discharges may occur between
conductive parts at different potentials or when the
conductive parts touch ground. The same types of
induced charge can be produced when products or
reticles are placed in the electrostatic field produced by
static charge on facility or equipment surfaces that are
insulative or isolated from ground. In the
semiconductor industry, it has been established that
significant proportions of customer field returns are
attributed to damage resulting from ESD.
R1-1.2 Description of ESD Damage Mechanisms
R1-1.2.1 ESD failures are the result of either a current-
induced phenomenon or a charge-induced phenomenon,
and the damage can either be junction, contact,
dielectric or oxide related. The apparent similarity in
current-induced damage resulting from ESD due to
human body model (HBM) discharges or machine
model (MM) discharges results from the thermal nature
of both of these processes. The HBM and MM
damages result when the temperature (joule heating) of
the region dissipating the ESD pulse energy reaches a
critical value and melting occurs.
R1-1.2.2 The charged device model (CDM) predicts
charge-induced phenomena. For CDM-type discharges,
oxide punch through occurs when the ESD voltage
applied across the oxide creates a high enough field to
break down the oxide. Excessive current flow results,
causing an oxide short, but there is no heat transfer
(adiabatic process). It should be noted here that the
time duration for typical ESD events from charged
objects and personnel ranges from 10 to 100 ns, while
CDM-type events occur in less than 1 ns.
R1-1.3 Device Testing Models
R1-1.3.1 Human Body Model (HBM) — The HBM is
the oldest and the most widely used of the three ESD
models. The model attempts to replicate the discharge
when a charged human touches a device that is at a
lower potential. Human capacitance and resistance
have been chosen to be 100 pF and 1500 Ω
respectively. The values were chosen after
measurements were made on humans in varying
positions with respect to their surroundings. The
resulting discharge waveform has a double exponential
shape with rise time range of 2–10 ns and a decay
constant (1/e position) of 150 ± 20 ns. The typical peak
currents range from 0.67 A at 1000 V to 2.67 A at 4000
V.
R1-1.3.2 Machine Model (MM) — The MM is
described by the Electronic Industries Association of
Japan (EIAJ) as a worst-case HBM. The model
attempts to replicate the discharge from a metallic arm
of an automatic handler coming into contact with the
metallic leads of a semiconductor device. A
capacitance of 200 pF and ideally zero resistance
produces a sinusoidal decaying waveform with an
effective pulse duration of 200 ns. The typical peak
currents range from 1.75 A at 100 V to 14.0 A at 800 V.
Note that MM failures occur at 5–10 times lower
voltage than HBM.
R1-1.3.3 Charged Device Model (CDM) — The CDM
in its purest form is actually a field-induced model
because the device is actually part of model. This
model attempts to describe a device which itself
becomes charged due to an external field, or due to
triboelectric charging of the device surfaces. During
discharge the parasitics (i.e., capacitance, inductance
and impedance) in the device play a significant role in
the resulting failure. The discharge pulse is a sinusoidal
waveform with an extremely fast rise time of less than
500 ps. The waveform decays rapidly with a total pulse
duration of less than 5 ns. The peak currents range
from 2.0 A at 250 V charging voltage to 18.0 A at 2000
V charging voltage.
R1-1.3.4 Correlation Between Models — Whether or
not a correlation exists between HBM and MM is
debatable. While some companies report a correlation

SEMI E129-1103 © SEMI 2003 15
of roughly 10:1 between the two models, other
companies have seen anywhere from 5–20:1 differences
in passing voltages between the two models. There is
also no established voltage correlation between CDM
damage and HBM or MM ESD events. In equipment,
ESD damage events will be related to the MM or CDM
types of ESD. Users will need to determine the type of
ESD hazard to their devices and choose the test method
accordingly.
R1-2 ESD Laboratory Simulation Testing
R1-2.1 Description of Test Methods — Test procedures
discussed here for ESD simulation conform to those
established by the ESD STM5.1, ANSI ESD STM5.2,
ANSI ESD STM5.3.1 and MIL-STD 883 Method
3015.7. Details are to be found in these standards.
Devices are qualified at a level corresponding to the
highest ESD stress they are able to withstand.
R1-2.2 Simulation Test Results — In general all units
must be data-logged both pre- and post-stress test. Any
leakage current equal to or greater than a specific
amount (company dependent—typically 10 µA or less)
is “flagged” as a failure, and any current shift greater
than about 200 nA is marked on the record.
R1-2.3 HBM Stress Testing — A resistance-
capacitance (R-C) network is used to simulate the ESD
event. In an HBM ESD Simulator, a high voltage is
used to charge the capacitor (100 pF) which discharges
through the resistor (1500 Ω) into the device under test.
The present standard test method requires a minimum
of 2 discharges (i.e., 1 positive and 1 negative) per
voltage level.
R1-2.4 MM Stress Testing — An R-C network is also
used in the MM ESD Simulator for ESD testing. High
voltage charges the capacitor (200 pF) which
discharges through the short wire (~0 Ω) into the device
under test. The present standard requires a minimum of
6 discharges (i.e., 3 positive and 3 negative).
R1-2.5 CDM Stress Testing — The package and lead
frame of the device are charged by direct charging or
field induction.
R1-2.5.1 For the Direct Charging Method, direct
contact is made to one of the device leads connected to
the substrate or bulk material of the device. The device
is then discharged via a 1-ohm resistor to ground.
R1-2.5.2 For the Field Induced Method, the device is
placed on a metallic charging plate with the device
packaging material touching the plate. Applying a
voltage to the charging plate raises the potential of the
device. The induced voltage on the device is
discharged to ground through a 1-ohm resistor that
contacts each device lead. The present standard
requires a minimum of 6 discharges (i.e., 3 positive and
3 negative) from each device lead.
R1-3 References
R1-3.1 ESD Association Standards and Advisories
ANSI ESD STM5.2 — Electrostatic Discharge
Sensitivity Testing
– Machine Model
ANSI ESD STM5.3.1 — Charged Device Model
(CDM) – Component Level
ESD ADV11.2 — Triboelectric Charge Accumulation
Testing
ESD S6.1 — Grounding - Recommended Practices
ESD STM5.1 — Electrostatic Discharge Sensitivity
Testing – Human Body Model
ESD TR11-01 — Electrostatic Guidelines and
Considerations for Cleanrooms and Clean
Manufacturing
R1-3.2 JEDEC Documents
JESD22-A114 — Electrostatic Discharge (ESD)
Sensitivity Testing Human Body Model (HBM)
JESD22-C101 — Field-Induced Charged-Device
Model Test Methods for Electrostatic Discharge
Withstand Thresholds of Microelectronic Components
JESD625 — Requirements for Handling Electrostatic-
Discharge-Sensitive (ESDS) Devices
R1-3.3 Other Documents
ANSI IEEE STD 142 — IEEE Recommended Practice
for Grounding of Industrial and Commercial Power
Systems
ANSI/NFPA 70 — National Electrical Code
MIL-STD 883 — Test Method Standard Microcircuits
(Method 3015.7
– Electrostatic Discharge Sensitivity
Classification), Defense Supply Center Columbus, P.O.
Box 3990, Columbus, OH 43216-5000, USA
(
www.dscc.dla.mil)
Avery, L.R., “ESD Protection Structures to Survive the
Charged Device Model (CDM)”, Proceedings of the
EOS/ESD Symposium, Orlando, FL (1987), pp. 186-
191.
Avery, L.R., “Charged Device Model Testing: Trying
to Duplicate Reality”, Proceedings of the EOS/ESD
Symposium, Orlando, FL (1987), pp. 88-92.
Cook, C., Daniel, S., “Characterization and Failure
Analysis of Advanced CMOS Sub-Micron ESD
Protection Structures”, Proceedings of the EOS/ESD
Symposium, Dallas, TX (1992), pp. 149-157.

SEMI E129-1103 © SEMI 2003 16
Euzent, B.L., Maloney, T.J., Donner II, J.C., “Reducing
Field Failure Rate with Improved EOS/ESD Design”,
Proceedings of the EOS/ESD Symposium, Las Vegas,
NV (1991), pp. 59-64.
Pierce, D.G., Shiley, W., Mulcahy, B., Wunder, M.,
“Electrical Overstress Testing of a 256K UVEPROM to
Rectangular and Double Exponential Pulses”,
Proceedings of the EOS/ESD Symposium, Anaheim,
CA (1988), pp. 137-146.
Renninger, R.G., Jon, M.C., Lin, D.L., Diep, T.,
Welsher, T.L., “ A Field-Induced Charged-Device
Model Simulator”, Proceedings of the EOS/ESD
Symposium, New Orleans, LA (1989), pp. 59-71.
NOTICE: Unless otherwise indicated, all documents
cited shall be the latest published versions.
R1-4 Acknowledgement
Contributed by Leo G. Henry, Ph.D., email:
leogesd@pacbell.