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SEMI M32-0998 © SEMI 1998, 2004 4 A1-3.4 Once a process has been statistically characterized, everything becom es much easier. Calculati ons can be do ne in milliseconds inst ead of minutes. This includes spec acceptance…

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SEMI M32-0998 © SEMI 1998, 2004 3
APPENDIX 1
USING STATISTICAL SPECIFICATIONS FOR NORMAL PROCESSES
NOTICE: This appendix was approved as an official part of SEMI M32 by full letter ballot procedure.
A1-1 Statistical Specification Format for
Normal Distributions
A1-1.1 The normal distribution is quite well-known. It
describes processes that target a specific value and have
symmetric random variation about that value. Below
are examples of statistical specifications for normal
processes. The first portion is the familiar tolerance,
and the second portion is a measure of the quality level.
LSL to USL @ yy ppm, o
r
Target ± xx @ yy ppm
Other standard tolerance definitions could be
substituted, or other definitions of the quality level such
as Cpk, Z-value, or percent could be used.
A1-1.2 Adding the quality level removes the potential
for misunderstanding and makes the specification more
meaningful.
A1-2 Example of Use
A1-2.1 Functionally, statistical specifications are
similar to conventional tolerances, except that the
quality level is stated rather than just implied. They can
be directly substituted for tolerances or other forms of
specifications. Statistical specifications are especially
useful for focusing quality improvement efforts,
achieving ship-to-stock relationships, promoting
processed in quality, and reducing after the fact
inspection. In this environment they could be used as
follows:
A1-2.1.1 Through audits and capability reporting a
particular parameter is targeted for improvement or
chosen as a ship-to-stock candidate.
A1-2.1.2 The control methods, distribution shape, and
statistical specification are agreed upon. The tolerance
and quality level defined in the statistical specification
completely define the needed process capability.
A1-2.1.3 Once it is shown that the required capability
is consistently exceeded then reduced inspection
sampling can be implemented without increasing the
risk to the customer or supplier. In this way the process
controls can gradually become the guarantee for
quality, and after the fact inspection can be gradually
reduced to the level that is needed for outgoing quality
reporting.
A1-3 Discussion
A1-3.1 Statistical specifications remove ambiguity,
allow small risks, and promote the movement toward
better process controls and less after the fact inspection.
The quality level (i.e., the yy portion) is often
misunderstood. Some people say they want ppm level
quality but introduce methods that allow 50,000 to
200,000 ppm in error. This causes confusion.
A1-3.2 Many people have the misconception that
tolerances are goal posts that require 100% of the
material to fall inside. Processes are usually described
by statistical distributions, so specifications have little
meaning if a quality level is not defined. For many
years, 99.73% (i.e., ± 3 sigma) was considered to be
satisfactory. “Within tolerance” was understood to
mean within tolerance with a 99.73% confidence, or a
0.27% quality level. Later the 99.73% process was
defined as “cruel”. 0.27% was no longer an acceptable
quality level, and process drift was understood to cause
even higher reject rates. This led to the demand for
better process capabilities (i.e., higher Cpk’s), which
demanded corresponding improvements in process
characterization and control methodologies. At the
same time other users tightened their tolerances to the
point that led to over-control. Either extreme can cause
a mismatch between expectations and capabilities if the
risks are not carefully evaluated.
A1-3.3 Capability-based sampling is perhaps the only
way to rigorously transfer from inspection-based
quality to process control-based quality, without
incurring high risks. Statistical specifications create the
environment for this to work. Once the specification is
clearly defined, it can be clearly achieved. The details
of capability based sampling are beyond the scope of
this document, but the basic concept is easy to
understand. If a process is very capable and controlled,
then the system can be relied upon to create the
necessary quality level with less after the fact
inspection. This is good for both sides. Users get more
reliable quality, and suppliers get the information
needed to focus quality improvement efforts and direct
resources at the most critical processes.
SEMI M32-0998 © SEMI 1998, 2004 4
A1-3.4 Once a process has been statistically
characterized, everything becomes much easier.
Calculations can be done in milliseconds instead of
minutes. This includes spec acceptance, comparisons,
and many forms of analysis. Multiple levels like % < A,
% < B, and % < C are also clearly unnecessary if the
distribution shape is known. This prevents a large
amount of duplicate work.
SEMI M32-0998 © SEMI 1998, 2004 5
APPENDIX 2
USING STATISTICAL SPECIFICATIONS FOR LOGNORMAL
PROCESSES
NOTICE: This appendix was approved as an official part of SEMI M32 by full letter ballot procedure.
A2-1 Statistical Specification Format for
Lognormal Distributions
A2-1.1 The lognormal probability distribution function
describes many of the one-sided distributions
encountered in the silicon industry. It applies to those
one-sided parameters like flatness and warp that are
bounded by zero. Below is an example of a statistical
specification for a lognormal process.
xx @ yy ppm
A2-1.2 Other standard tolerance definitions could be
substituted, or other quality level definitions such as
ECPK, Z-value, or percent could be used. Again, ECPK
is the Equivalent normal Cpk that corrects for non-
normality. More information on the Equivalent Cpk is
shown at the end of this appendix.
A2-1.3 As with the normal distribution, adding the
quality level removes the potential for
misunderstanding and makes the specification more
meaningful.
A2-2 Example of Use
A2-2.1 Again, the major objectives are to focus quality
improvement efforts, achieve ship-to-stock
relationships, promote processed in quality, and reduce
after the fact inspection. The steps are the same as
shown in Section A1-2 for the normal distribution. The
major difference is that only the upper tail needs to be
considered. However, since the lognormal tail goes so
much farther out, it might be necessary to accept a less
critical quality level.
A2-3 Discussion
A2-3.1 Statistical specifications work very well for
processes with lognormal distributions. They have all
the benefits described for normal distributions, and in
some respects, they are even easier. Since lognormal
processes only have one tail, checking each tail to
decide which is the most critical is not necessary. Also,
it has been empirically observed that lognormal
processes are not as prone to mean drifting, so they tend
to be more stable. The main hurdle is realizing how
much error is introduced if the distribution shape is
assumed to be normal when it is not.
A2-3.1.1 Figure A2-1 illustrates the difference between
a lognormal and a normal process. The curve which has
a solid line (and is clearly not symmetrical) is the
lognormal distribution. The curve with the dashed line
is the normal distribution. The error when mistakenly
using a normal distribution to characterize a lognormal
process is shown in Table A2-1. For values that
increment by 1 sigma from the mean, the ppm greater
than that value is given for each curve, and the
difference (or error) is calculated. To make it easier to
visualize, increments of the simple normal mean and
sigma (1.8263 and 0.7568 respectively) are used in the
“value” column. For calculating the lognormal statistics
the correct lognormal geometric mean of 1.8258 and
the lognormal geometric sigma of 0.7550 are used. The
error between the curves increases as the point of
interest moves toward the center of the distribution, but
the most important issue is the length of the tail. The
right tail of the lognormal distribution extends along
with the histogram, but the normal distribution is much
shorter. Visually, the significance might be overlooked
in Figure A2-1, but when the tail probabilities are
shown in ppm (Table A2-1) the difference is very
apparent.
0
500
1000
1500
2000
2500
0.0 1.0 2.0 2.9 3.9 4.8 5.8 6.7
Figure A2-1
Lognormal vs. Normal Curves