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SEMI E79-0304 © SEMI 1999, 2004 20 Pre-Align Load Set & Align Load Box Reticle Handler Pre-Al ign Chuck x (# wafers per reticle) Exposu re Sta ge 1.1 Expose Transfer Tr ansf er Pre- Align Load Figure R1-1 Example Res…

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group of elements defined elsewhere. This group is
referred to as a sub-sequence.
1.1 Sub-Sequence
Operational Element
R1-2.6 Calculating Theoretical Production Time Per
Unit — Any element sequence may be modeled as an
activity-on-node network derived from precedence
constraints on the operational elements and precedence
constraints on the allocation of equipment resources to
the elements. Using the network model, the duration of
the element sequence is simply the duration of the
critical path through the network.
R1-2.6.1 Theoretical production time per unit is then
the theoretical duration for the element sequence
divided by the number of units processed during the
sequence.
Theoretical Production Time Per Unit for recipe i [THT
i
]=
= (Theoretical Duration for the Element Sequence)
/(Number of Units Processed During Sequence)
R1-2.7 Allowances for Non-Steady-State Processing —
For complicated batch-load equipment models, it is
useful to divide resource sequences into a beginning
phase, a steady-state-phase, and an ending phase. For
modeling theoretical time, it is important to determine
what allowances to make, if any, for the beginning and
ending phases. For machines that are limited in the
number of lots that can be processed in a continuous
cascade, appropriate allowances shall be made for
beginning and ending phases. However, for machines
that are capable of running continuously, the beginning
and ending phases should not be considered in
determining theoretical production time.
R1-2.7.1 Under certain conditions, setup type
operations that are not tracked as part of downtime shall
be considered as part of the theoretical resource
sequence for a tool. These conditions include
operations that shall occur in every machine cycle, e.g.
recipe download, as well as operations that occur on
other regular intervals, e.g., one clean cycle every 75
wafers. In general, any activity that occurs on
predictable intervals and is a necessary part of a recipe
specification should be considered in the equipment
sequence for determining theoretical production time.
R1-2.7.2 Operations that occur at irregular intervals or
that apply to an unpredictable quantity of wafers, lots,
or loads are not counted. An example of an
unpredictable frequency setup is a recipe changeover,
when the machine is changed from the requirements of
one process recipe to meet the needs of another, e.g., a
species change as on an ion implant system. The ideal
frequency of these events is taken as zero.
R1-2.8 Optimality — Theoretical sequences shall be
designed so as to optimize equipment throughput by
using only the best configuration of elements and an
optimal load size. Optimal sequences may differ for
different recipes performed on the same machine.
Optimal load sizes are not necessarily maximum load
sizes.
R1-2.9 Error-Checking Element Sequences Once a
theoretical sequence is specified for a piece of
equipment, it can be compared against actual equipment
operations to check for errors. If discrepancies are
found, three possibilities to investigate are:
• The sequence contains extraneous elements.
• The sequence is missing necessary elements.
• The series and parallel relationships between
elements are not correctly specified.
R1-2.9.1 What may at first appear to be sequence
specification errors may in fact be undiscovered rate
efficiency losses embedded in the equipment sequence.
Because sequences are fundamental to overall
performance, it is important to rule out sequence
specification errors to preclude erroneous assignment of
rate efficiency losses to individual elements.
R1-2.10 Example Resource Utilization Sequence An
example of a resource utilization sequence is given in
Figure R1-1. This example represents a particular
instance of a photolithography stepper that exposes
patterns from a reticle onto a wafer. This example
assumes that the stepper receives individual unexposed
wafers from a linked coat track and transfers individual
exposed wafers to a linked develop track.
R1-2.10.1 First, a reticle box shall be loaded into the
stepper reticle handling system (“load box”). Before a
wafer may be exposed, the reticle shall be set and
aligned. A wafer shall also be loaded onto the pre-align
chuck, pre-aligned, and transferred to the exposure
stage. Each wafer is exposed then transferred to a post
processing relay chuck. The transfer operation
simultaneously removes an exposed wafer and replaces
it with an unexposed wafer.
R1-2.10.2 The expose operation is represented by the
sub-sequence shown in Figure R1-2. Depending on the
recipe to be executed, the expose sub-sequence may
consist of several different reticle images requiring
changes of “blade” positioning. For each image, there is
one “align” operation. For each individual exposure,
there is a “step” operation, a “level” operation, and the
“expose” operation itself. Within the same image,
different exposures may require different leveling
times, as well as different stepping times.

SEMI E79-0304 © SEMI 1999, 2004 20
Pre-AlignLoad
Set & Align
Load Box
Reticle Handler
Pre-Align Chuck
x (# wafers per reticle)
Exposure Stage
1.1 ExposeTransfer Transfer
Pre-AlignLoad
Figure R1-1
Example Resource Utilization Sequence
Step
Align Level Expose
x (# exposures)
Blade
Align
x (# exposures)
x (# images-1)
Step Level Expose
Figure R1-2
Example of Equipment Sub-Sequence
R1-2.10.3 The operations indicated by dashed boxes
represent the beginning phase of the main equipment
sequence. If the stepper is capable of processing wafers
of the same reticle indefinitely, then the beginning
phase is not included in theoretical production time. If,
however, there is a hardware and/or software limit to
the number of wafers that may be run consecutively,
then the beginning phase shall be counted in theoretical
production time.
R1-3 Modeling Theoretical Durations for
Operational Elements
R1-3.1 Once a theoretical equipment sequence is
defined, the next step is to measure and/or model
theoretical durations for each operational element in the
sequence. As a rule, it is preferable to acknowledge in
the model an elemental speed loss that can never be
recovered in lieu of inadvertently overlooking another
loss that could be reduced or eliminated.
R1-3.2 Legitimate Observations — Each theoretical
element duration should always be less than or equal to
any legitimate observation for that element, where a
legitimate observation is a traceable instance of an
operational element that does not result in a loss of
quality. The time for any legitimate observation that is
less than the existing theoretical element duration
should become the new theoretical element duration.
For legitimate instances of the same operational
element on different instances of identically configured
equipment, the best time observed among all equipment
of that type should be used as the theoretical element
duration.
R1-3.3 Basis for Theoretical Element Durations —
Theoretical element durations may be based on time
studies, nominal parameters, and/or parametric
modeling.
R1-3.3.1 Time Studies Most mechanical operational
elements that have fixed execution times, like transport
and load lock operations, can be accurately determined
by time studies using either stopwatches, equipment
data acquisition systems, timing systems built into the
equipment, or stand-alone data acquisition systems that
use sensors to detect equipment events and/or state
changes.
R1-3.3.1.1 When it is difficult to directly measure
individual elements, collections of elements may be
observed and timed instead. On systems where a
number of consecutive identical elements occur too fast
to be measured individually, a set of elements should be
timed, and the time should be divided by the number of
elements in the set. For even more complicated
situations, element times may be derived algebraically
from observations of several linearly independent sets
of operational elements.
R1-3.3.2 Nominal Parameters — There are instances
where it is desirable to use nominal parameters to
represent theoretical conditions rather than using direct
observations, such as when:

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• Nominal parameters are more representative of the
physical systems being studied.
• Nominal parameters are more representative of the
desired system performance.
• It is not practical to obtain reliable data.
R1-3.3.3 Parametric Models — For cases where the
time for an operational element may have a range of
values that are dependent on recipe specifications,
theoretical time is best represented by a parametric
model. Parametric models for representing
semiconductor operations may be based on
mathematical formulas, e.g., implant time versus beam
current, and/or “lookup” tables, e.g., best observed etch
time vs. etch end point.
R1-3.3.3.1 For the photolithography example, one of
the recipe parameters is the exposure energy (EE).
Given the ideal or theoretical lamp intensity (LI) of the
stepper, the theoretical duration per exposure (THT
EX
)
for the recipe may be calculated as THT
EX
= EE / LI .